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Tessa MacDonald

How to Find a Financial Planner in Delaware You Can Trust

Yes, you might have a general idea of what you want to achieve – a comfortable retirement, a dream vacation, or a perfect college fund for your kids – but the "how" can be a confusing maze.


Here's where a Delaware financial planner can be your financial compass, guiding you toward your goals with knowledge and expertise. But with so many financial advisors out there, how do you find the right one you can truly trust with your hard-earned money?


At B.I.G. Investment Services, we understand this decision is crucial to your financial well-being. That's why we've put together this comprehensive guide to help you find an experienced financial planner in Delaware who aligns perfectly with your needs.


Delaware Financial Planning: What Certifications and Credentials Should You Look For?


Certified Financial Planner (CFP®) 

The Certified Financial Planner (CFP®) designation is highly respected in the financial world. If you see someone with this certification, you know they've put in the hard work—completing tough education requirements, acing a comprehensive exam, and following a strict code of ethics.


Also, these professionals are equipped to offer you a wide range of financial planning services, from investment advice to retirement and estate planning.


Chartered Financial Analyst (CFA)

The Chartered Financial Analyst (CFA) designation is a big deal in finance–especially in investment management. People with the CFA credential are recognized as true experts. They know how to read market trends, evaluate asset values, and manage investment portfolios like pros, making them super valuable in helping clients like you navigate the sometimes tricky financial landscape.


Personal Financial Specialist (PFS)

Exclusively held by Certified Public Accountants (CPAs), PFS have gone the extra mile to demonstrate their expertise in comprehensive financial planning. They also possess in-depth knowledge of various financial topics, including tax planning, estate planning, and retirement strategies.


Most importantly, they ensure to provide you with a holistic approach to wealth management that takes into account both immediate and long-term financial goals.


Enrolled Agent (EA)

EAs are your go-to tax advisors who have the special power to represent you before the IRS. They go through some serious testing and background checks to prove they know their stuff when it comes to tax law and compliance.


So if you're an individual or a business looking for tailored tax planning and advice, they can help you out!


Fiduciary Duty: Putting YOU First

B.I.G. Investment Services operates as a fiduciary, which means we are legally and ethically bound to act in the best interests of our clients. This fiduciary duty requires us to provide investment advice that prioritizes our clients' needs above our own, ensuring transparency, honesty, and loyalty in all financial dealings. 


By adhering to this standard, B.I.G. Investment Services commits to making decisions that align with the clients' financial goals and circumstances, avoiding conflicts of interest, and providing full disclosure of any potential conflicts. This fiduciary responsibility fosters trust and confidence, allowing clients to rely on the firm for unbiased, client-focused financial guidance.



Checking an Experienced Financial Planner in Delaware

Before choosing a financial planner, it's important to check their background to make sure they have a good reputation and a track record of ethical behavior.


Check Their Credentials

It’s always a good idea to verify a planner’s credentials. You can use resources like the CFP Board’s website or FINRA to do this. These sites let you see if the planner has a valid certification and if they’ve had any disciplinary issues. This simple step can give you peace of mind!


Review Their Track Record

Don’t hesitate to ask for references from current or former clients, and also take a look at online reviews. A good planner will have plenty of positive feedback and testimonials from clients who’ve reached their financial goals with their guidance.


Assess Their Experience

A seasoned financial planner in Delaware will know the local market and regulations well. Ask them about their experience with situations like yours and how they tackle financial planning.


Questions to Ask During Your Financial Planning Delaware Consultations


What Are Your Qualifications and Experience? 

Ask about their certifications, how long they've been in the industry, and what areas they specialize in. Knowing these will help you figure out if they have the right expertise for your financial needs.


How Do You Charge for Your Services? 

Financial planners have a few different ways to charge, like flat fees, hourly rates, or even a percentage of the assets they manage. So be sure to get a clear picture of their fee structure and any extra costs that might pop up.


What’s Your Investment Philosophy? 

A solid financial planner should be open about their investment philosophy and how it fits with your financial goals. Make sure their approach aligns with both your risk tolerance and investment style!


How Will You Communicate with Me? 

Good communication is essential for a successful financial planning partnership. Feel free to ask about your preferred ways to stay in touch and how often you can expect updates on your financial plan.


Can You Share References?

It’s always a good idea to ask current or past clients for references to get a feel for their experience with the planner. Plus, reaching out to these references can give you some valuable insights into how reliable and effective the planner is.



Red Flags to Watch Out For


Lack of Transparency 

If a planner is playing hide-and-seek with their fees, investment strategies, or qualifications, that's a glaring red flag! A trustworthy planner should be as clear as a sunny day—no foggy mysteries allowed!


Promises of Unrealistic Returns 

Beware the financial planner who promises sky-high returns with a side of low risk. Every investment has its risks. A savvy planner knows to keep your expectations grounded, not floating among the clouds.


Pressure Tactics 

A good financial planner won't just rush you into decisions. If you feel rushed or pressured, it’s a big red flag—time to hit the brakes and reconsider!


Complaints or Disciplinary Actions 

Before you get too cozy, do a little detective work for any complaints or disciplinary actions against them. You can usually find this info through regulatory bodies like FINRA or the CFP Board.


Get Started with B.I.G. Investment Services, Your Certified Financial Planner Delaware

Our team of certified financial planners in Delaware is here to help you reach your financial goals! We offer a free consultation where you can get to know us, ask any questions, and see if we’re the right fit for you.


Contact B.I.G.Today and let's build your brighter financial future together!

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